Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DAVID MICHAEL MCDONOUGH
CRD#: 2497561
IA
Investment Adviser
B
Broker
TRILOGY CAPITAL, INC.CRD#: 281597 ONE DERBY STREET
SUITE 205
HINGHAM, MA 02043
LPL FINANCIAL LLCCRD#: 6413 ONE DERBY STREET, SUITE 205
HINGHAM, MA 02043
Registration History
1995200020052010201520202025IATRILOGY CAPITAL, INC. (CRD# 281597)2024 - Present (1 year)BLPL FINANCIAL LLC (CRD# 6413)2008 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2008 (5 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1998 - 2002 (4 years)BSALOMON SMITH BARNEY INC. (CRD# 7059)1996 - 1998 (2 years)BINTERSECURITIES, INC. (CRD# 16164)1995 - 1996 (<1 year)BPML SECURITIES COMPANY (CRD# 4082)1995 - 1995 (<1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1994 - 1995 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2008 - 2024 (15 years)IAFLAGSHIP WEALTH MANAGEMENT (CRD# 147404)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 7/19/2021
B
New Jersey 6/27/2008
B
California 8/18/2020
B
New York 6/27/2008
B
Connecticut 6/27/2008
B
North Carolina 6/27/2008
B
District of Columbia 6/27/2008
B
Oregon 9/12/2012
B
Florida 6/27/2008
B
Pennsylvania 6/27/2008
B
Illinois 8/11/2023
B
Rhode Island 7/3/2008
B
Maine 6/27/2008
B
South Carolina 1/5/2016
B
Massachusetts 6/27/2008
B
Texas 10/15/2019
IA
Massachusetts 4/9/2024
B
Vermont 6/11/2024
B
Nevada 7/3/2024
B
Virginia 10/30/2018
B
New Hampshire 6/27/2008
B
Washington 2/11/2011

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRILOGY CAPITAL, INC. (CRD#:281597)
ONE DERBY STREET SUITE 205, HINGHAM, MA 02043
Registered with this firm since 2/28/2024
B
LPL FINANCIAL LLC (CRD#:6413)
ONE DERBY STREET, SUITE 205, HINGHAM, MA 02043
Registered with this firm since 6/27/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/19/2008 - 05/30/2024 LPL FINANCIAL LLC (CRD#:6413) QUINCY, MA
IA
 08/19/2008 - 12/31/2009 FLAGSHIP WEALTH MANAGEMENT (CRD#:147404) QUINCY, MA
B
 11/26/2002 - 06/30/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) HINGHAM, MA
B
 10/09/1998 - 12/02/2002 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
 04/18/1996 - 10/15/1998 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
 11/13/1995 - 04/02/1996 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
B
 10/03/1995 - 11/13/1995 PML SECURITIES COMPANY (CRD#:4082) NEWARK, DE
B
 06/09/1994 - 05/25/1995 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.