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JOHN BRADY BARHAM
CRD#: 2496983
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 1096 MECHEM DR STE 223
RUIDOSO, NM 88345
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2006 - 2017 (10 years)BGWN SECURITIES INC. (CRD# 128929)2005 - 2006 (1 year)BLEGEND EQUITIES CORPORATION (CRD# 30999)2003 - 2004 (1 year)BWASHINGTON SQUARE SECURITIES, INC. (CRD# 2882)2002 - 2003 (<1 year)BINTERVEST INTERNATIONAL EQUITI... (CRD# 20289)2002 - 2002 (<1 year)BCONSECO SECURITIES, INC. (CRD# 29367)1998 - 2002 (3 years)BCONSECO FINANCIAL SERVICES, INC. (CRD# 629)1997 - 1998 (1 year)BCONSECO EQUITY SALES, INC. (CRD# 4125)1996 - 1997 (<1 year)IALEGEND ADVISORY, LLC (CRD# 104761)2009 - 2019 (10 years)
License(s)

State Registrations

B
Arizona 1/3/2017

B
New Mexico 1/3/2017

B
Arkansas 5/7/2019

IA
New Mexico 6/22/2017

B
Colorado 5/7/2019

B
Texas 1/3/2017

B
Georgia 1/4/2021

IA
Texas 6/21/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
1096 MECHEM DR STE 223, RUIDOSO, NM 88345
Registered with this firm since 6/21/2017

B
LINCOLN INVESTMENT (CRD#:519)
1096 MECHEM DR STE 223, RUIDOSO, NM 88345
Registered with this firm since 1/3/2017

Previous Registration(s)
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IA
08/27/2009 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) RUIDOSO, NM
B
08/02/2006 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) RUIDOSO, NM
B
02/07/2005 - 08/03/2006 GWN SECURITIES INC. (CRD#:128929) BEDFORD, TX
B
03/19/2003 - 06/15/2004 LEGEND EQUITIES CORPORATION (CRD#:30999) PALM BEACH GARDENS, FL
B
10/16/2002 - 03/24/2003 WASHINGTON SQUARE SECURITIES, INC. (CRD#:2882) WINDSOR, CT
B
06/10/2002 - 10/24/2002 INTERVEST INTERNATIONAL EQUITIES CORPORATION (CRD#:20289) COLORADO SPRINGS, CO
B
08/05/1998 - 06/10/2002 CONSECO SECURITIES, INC. (CRD#:29367) CARMEL, IN
B
04/14/1997 - 08/05/1998 CONSECO FINANCIAL SERVICES, INC. (CRD#:629) CARMEL, IN
B
05/13/1996 - 04/14/1997 CONSECO EQUITY SALES, INC. (CRD#:4125) CARMEL, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.