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Dionne Tucker
DIONNE AUDREY TUCKER
CRD#: 2496234
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 875 15Th St Nw, Floor 05
Washington, DC 20005
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - 2019 (14 years)BFIRST CLEARING, LLC (CRD# 17344)2003 - 2005 (2 years)BE*TRADE SECURITIES, INCORPORATED (CRD# 29106)2000 - 2002 (1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2006 - 2019 (12 years)
Disclosure(s)
View By:
6/29/2015
Financial
Final
License(s)

State Registrations

B
Alabama 5/13/2019

B
Nevada 5/15/2019

B
Alaska 5/17/2019

B
New Hampshire 5/13/2019

B
Arizona 5/15/2019

B
New Jersey 5/13/2019

B
Arkansas 5/13/2019

B
New Mexico 5/17/2019

B
California 5/8/2019

B
New York 5/13/2019

B
Colorado 5/14/2019

IA
New York 5/3/2021

B
Connecticut 5/16/2019

IA
North Carolina 5/14/2019

B
Delaware 5/15/2019

B
North Carolina 5/15/2019

B
District of Columbia 5/10/2019

B
North Dakota 5/20/2019

IA
District of Columbia 5/20/2019

B
Ohio 5/8/2019

B
Florida 5/13/2019

IA
Ohio 1/31/2022

IA
Florida 9/14/2020

B
Oklahoma 5/13/2019

B
Georgia 5/24/2019

B
Oregon 5/21/2019

B
Hawaii 5/24/2019

B
Pennsylvania 5/9/2019

B
Idaho 5/9/2019

B
Puerto Rico 5/16/2019

B
Illinois 6/10/2019

B
Rhode Island 5/16/2019

B
Indiana 5/14/2019

B
South Carolina 5/16/2019

B
Iowa 5/17/2019

B
South Dakota 5/13/2019

B
Kansas 5/13/2019

B
Tennessee 5/16/2019

B
Kentucky 5/13/2019

IA
Texas 5/9/2019

B
Louisiana 5/13/2019

B
Texas 5/10/2019

B
Maine 5/9/2019

B
Utah 5/9/2019

B
Maryland 5/16/2019

B
Vermont 5/13/2019

B
Massachusetts 5/22/2019

B
Virgin Islands 5/14/2019

B
Michigan 5/13/2019

B
Virginia 5/13/2019

B
Minnesota 5/13/2019

IA
Virginia 5/22/2019

B
Mississippi 5/9/2019

B
Washington 5/13/2019

B
Missouri 5/10/2019

B
West Virginia 5/21/2019

B
Montana 5/9/2019

B
Wisconsin 5/10/2019

B
Nebraska 5/13/2019

B
Wyoming 5/15/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 15Th St Nw, Floor 05, Washington, DC 20005
Herndon, VA
Registered with this firm since 5/9/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
875 15Th St Nw, Floor 05, Washington, DC 20005
Herndon, VA
Registered with this firm since 5/8/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/11/2006 - 05/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WORTH, TX
B
02/23/2005 - 05/06/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT WORTH, TX
B
01/24/2003 - 02/09/2005 FIRST CLEARING, LLC (CRD#:17344) ST. LOUIS, MO
B
04/07/2000 - 01/18/2002 E*TRADE SECURITIES, INCORPORATED (CRD#:29106) JERSEY CITY, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.