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PHILLIP ROBERT CHENEY JR
CRD#: 2496092
IA
Investment Adviser
B
Broker
MOORS & CABOT, INCCRD#: 594 ONE FEDERAL STREET
19TH FLOOR
BOSTON, MA 02110
Registration History
19952000200520102015202020252 FIRMS1994 - 1994 (<1 year)2 FIRMS2018 - Present (6 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2003 - 2017 (14 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2002 - 2003 (<1 year)BWACHOVIA SECURITIES, INC. (CRD# 19616)1995 - 2002 (7 years)BEVEREN SECURITIES, INC. (CRD# 19616)1995 - 1997 (1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2005 - 2017 (12 years)
Disclosure(s)
View By:
5/16/2018
Regulatory
Final
12/7/2017
Employment Separation After Allegations
10/16/2017
Customer Dispute
Settled
10/27/2016
Customer Dispute
Settled
4/6/2005
Customer Dispute
Denied
11/21/2003
Customer Dispute
Denied
1/8/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 5/17/2018

B
New Hampshire 5/17/2018

B
Arizona 5/21/2018

B
New Jersey 7/24/2018

B
California 2/5/2018

B
New York 11/1/2018

B
Connecticut 5/23/2018

B
Ohio 2/9/2023

B
District of Columbia 2/8/2018

B
Oregon 3/8/2018

B
Florida 6/4/2018

B
Pennsylvania 5/17/2018

B
Kansas 2/8/2018

B
Rhode Island 2/8/2018

B
Maine 8/11/2021

IA
Rhode Island 2/15/2018

B
Maryland 2/14/2018

B
Texas 11/9/2022

B
Massachusetts 5/17/2018

B
Virginia 2/6/2018

B
Minnesota 5/29/2018

SRO Registrations

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MOORS & CABOT, INC (CRD#:594)
ONE FEDERAL STREET 19TH FLOOR, BOSTON, MA 02110
Registered with this firm since 2/2/2018

B
MOORS & CABOT, INC. (CRD#:594)
ONE FEDERAL STREET 19TH FLOOR, BOSTON, MA 02110
Registered with this firm since 2/5/2018

Previous Registration(s)
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IA
02/16/2005 - 12/26/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) NORWELL, MA
B
10/13/2003 - 12/26/2017 RBC CAPITAL MARKETS, LLC (CRD#:31194) NORWELL, MA
B
11/08/2002 - 10/30/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
B
02/27/1995 - 12/31/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
12/11/1995 - 01/21/1997 EVEREN SECURITIES, INC. (CRD#:19616)
B
06/15/1994 - 09/13/1994 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
06/15/1994 - 09/13/1994 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.