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BRENDT EDWARD BECKER
BRENDT E BECKER
CRD#: 2494810
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 301 SW ALBANY AVE
STUART, FL 34994-2031
STUART, FL 34994-2031
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 12/3/2018
B
Nevada 1/20/2022
B
Arizona 10/13/2022
B
New Hampshire 3/20/2019
B
Arkansas 1/3/2023
B
New Jersey 10/3/2016
B
California 10/3/2016
B
New York 10/3/2016
B
Colorado 10/3/2016
B
North Carolina 10/3/2016
B
Connecticut 10/3/2016
B
Ohio 10/3/2016
B
Florida 10/3/2016
B
Oklahoma 1/28/2019
IA
Florida 11/21/2016
B
Oregon 10/3/2016
B
Georgia 10/3/2016
B
Pennsylvania 10/3/2016
B
Illinois 2/13/2019
B
Rhode Island 10/3/2016
B
Kansas 1/3/2023
B
South Carolina 5/25/2018
B
Louisiana 2/7/2019
B
Tennessee 9/18/2024
B
Maine 10/3/2016
B
Texas 10/3/2016
B
Maryland 10/3/2016
IA
Texas 11/18/2016
B
Massachusetts 10/3/2016
B
Virginia 5/26/2017
B
Michigan 6/21/2024
B
Wisconsin 12/27/2018
B
Missouri 2/13/2019
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/18/2016
B
Registered with this firm since 10/3/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/20/2011 - 10/03/2016 | MINNEAPOLIS, MN | |
B | 05/10/2010 - 09/29/2011 | JERSEY CITY, NJ | |
IA | 09/04/2009 - 05/03/2010 | WEST CHESTER, PA | |
B | 08/03/2005 - 05/03/2010 | WEST CHESTER, PA | |
B | 12/06/2004 - 07/20/2005 | NEW YORK, NY | |
IA | 05/21/2004 - 11/24/2004 | COLUMBUS, OH | |
B | 11/27/2002 - 09/01/2004 | COLUMBUS, OH | |
B | 06/13/2002 - 11/22/2002 | HARTFORD, CT | |
B | 11/14/2000 - 01/31/2002 | NEW YORK, NY | |
B | 06/01/1998 - 10/04/2000 | FORT WAYNE, IN | |
B | 06/03/1994 - 06/01/1998 | RADNOR, PA |
COLUMBUS, OH
05/21/2004 - 11/24/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.