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David Allen Rice
DAVE RICE
CRD#: 2492972
IA
B
EDWARD JONESCRD#: 250 12017 BLONDO STREET
OMAHA, NE 68164
OMAHA, NE 68164
0
Disclosures
30
Years of Experience
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State Registrations
B
Arizona 8/31/2015
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Minnesota 8/17/2022
B
California 6/7/2013
B
Missouri 9/10/2015
B
Colorado 6/7/2013
B
Nebraska 6/7/2013
B
Florida 8/28/2015
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Nebraska 6/18/2013
B
Georgia 12/22/2021
B
North Dakota 2/6/2023
B
Illinois 8/30/2016
B
South Dakota 10/29/2013
B
Iowa 7/8/2013
B
Utah 3/4/2020
B
Kansas 6/7/2013
B
Virginia 4/28/2016
B
Maryland 6/12/2024
B
Washington 7/2/2019
SRO Registrations
B
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Registered with this firm since 6/18/2013
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Registered with this firm since 6/7/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/21/2006 - 06/11/2013 | OMAHA, NE | |
B | 08/21/2006 - 06/11/2013 | OMAHA, NE | |
IA | 03/07/2003 - 08/17/2006 | OMAHA, NE | |
B | 09/03/2002 - 08/17/2006 | OMAHA, NE | |
B | 09/17/2001 - 08/12/2002 | STAMFORD, CT | |
B | 09/17/2001 - 08/12/2002 | STAMFORD, CT | |
B | 01/31/1995 - 08/23/2001 | LAVISTA, NE | |
B | 07/07/1994 - 11/23/1994 | MINNEAPOLIS, MN | |
B | 07/07/1994 - 11/23/1994 | MINNEAPOLIS, MN |
OMAHA, NE
08/21/2006 - 06/11/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.