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JAMES PATRICK ANDERSON
JAMES P ANDERSON, JIM P ANDERSON
CRD#: 2492941
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 4150 Kinross Lakes Pkwy
Richfield, OH 44286
Registration History
19952000200520102015202020252 FIRMS2004 - 2007 (2 years)2 FIRMS2007 - 2011 (4 years)2 FIRMS2012 - Present (13 years)BPROEQUITIES, INC. (CRD# 15708)1997 - 1999 (2 years)BCIGNA FINANCIAL ADVISORS,INC. (CRD# 145)1994 - 1996 (2 years)
License(s)

State Registrations

B
California 1/31/2012

IA
Ohio 2/1/2012

B
Ohio 1/31/2012

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 2/1/2012

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
4150 Kinross Lakes Pkwy, Richfield, OH 44286
Registered with this firm since 1/31/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2007 - 10/07/2011 STANCORP INVESTMENT ADVISERS, INC. (CRD#:110228) LOUISVILLE, KY
B
01/01/2007 - 10/07/2011 STANCORP EQUITIES, INC. (CRD#:19517) LOUISVILLE, KY
IA
06/28/2004 - 01/01/2007 INVESMART ADVISORS INC (CRD#:108731) LOUISVILLE, KY
B
09/27/2004 - 01/01/2007 INVESMART SECURITIES, LLC (CRD#:104168) LOUISVILLE, KY
B
06/09/1997 - 12/20/1999 PROEQUITIES, INC. (CRD#:15708) BIRMINGHAM, AL
B
06/20/1994 - 10/23/1996 CIGNA FINANCIAL ADVISORS,INC. (CRD#:145) RADNOR, PA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.