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Detailed Report
Curt Arri Schultzberg
CURT ARRI SCHULTZBERG, Curt A Schultzberg
CRD#: 2491866
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Investment Adviser
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Previous Broker
HUDSON VALLEY INVESTMENT ADVISORS, INC.CRD#: 107387 117 GRAND STREET
SUITE 201
GOSHEN, NY 10589
Registration History
19952000200520102015202020252 FIRMS1994 - 1995 (<1 year)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2019 (2 years)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - 2022 (<1 year)IAHUDSON VALLEY INVESTMENT ADVIS... (CRD# 107387)2022 - Present (2 years)BAXA ADVISORS, LLC (CRD# 6627)2003 - 2012 (8 years)BAMERICAN GENERAL FUNDS DISTRIB... (CRD# 42935)1998 - 2001 (3 years)BPUTNAM MUTUAL FUNDS CORP. (CRD# 7325)1995 - 1998 (2 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2019 - 2020 (1 year)IAPEOPLE'S UNITED ADVISORS, INC. (CRD# 292454)2018 - 2019 (<1 year)
License(s)

State Registrations

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New York 12/7/2022
Current Registration(s)
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HUDSON VALLEY INVESTMENT ADVISORS, INC. (CRD#:107387)
117 GRAND STREET SUITE 201, GOSHEN, NY 10589
Registered with this firm since 12/7/2022
Previous Registration(s)
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 11/12/2021 - 09/27/2022 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
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 11/12/2021 - 09/27/2022 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) Pearl River, NY
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 11/27/2019 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) SCARSDALE, NY
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 11/27/2019 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) SCARSDALE, NY
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 11/27/2019 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Scarsdale, NY
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 03/11/2019 - 11/11/2019 AMERICAN PORTFOLIOS ADVISORS, INC (CRD#:112697) HOLBROOK, NY
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 03/06/2019 - 11/11/2019 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (CRD#:18487) NEW YORK, NY
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 04/03/2018 - 01/22/2019 PEOPLE'S UNITED ADVISORS, INC. (CRD#:292454) New York, NY
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 11/03/2016 - 01/22/2019 PEOPLE'S SECURITIES, INC. (CRD#:13704) New York, NY
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 11/02/2016 - 01/22/2019 PEOPLE'S SECURITIES, INC. (CRD#:13704) New York, NY
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 09/22/2015 - 11/29/2016 GERSTEIN FISHER (CRD#:118551) NEW YORK, NY
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 02/23/2015 - 11/29/2016 GFA SECURITIES, LLC (CRD#:128568) NEW YORK, NY
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 12/18/2003 - 03/13/2012 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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 06/09/1998 - 11/02/2001 AMERICAN GENERAL FUNDS DISTRIBUTORS, INC. (CRD#:42935) BOSTON, MA
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 09/14/1995 - 04/27/1998 PUTNAM MUTUAL FUNDS CORP. (CRD#:7325) BOSTON, MA
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 06/06/1994 - 04/28/1995 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
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 06/06/1994 - 04/28/1995 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.