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Registration History
1996199820002002200420062008201020122014201620182020202220242 FIRMS1995 - 2001 (6 years)2 FIRMS2001 - 2009 (7 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2020 (7 years)IAFOLGMANN FINANCIAL GROUP LLC (CRD# 309348)2020 - Present (4 years)IABENEFIT FUNDING SERVICES GROUP (CRD# 143617)2007 - 2008 (<1 year)IABENEFIT FUNDING SERVICES GROUP (CRD# 131878)2005 - 2007 (2 years)
Disclosure(s)
View By:
4/20/1999
Customer Dispute
Denied
License(s)

State Registrations

IA
Washington 8/21/2020

Current Registration(s)
IA
FOLGMANN FINANCIAL GROUP LLC (CRD#:309348)
WOODINVILLE, WA
Registered with this firm since 8/21/2020

Previous Registration(s)
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IA
05/10/2013 - 08/25/2020 J. W. COLE ADVISORS, INC. (CRD#:112294) Woodinville, WA
B
05/10/2013 - 08/25/2020 J.W. COLE FINANCIAL, INC. (CRD#:124583) WOODINVILLE, WA
IA
08/14/2009 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) IRVINE, CA
B
08/14/2009 - 05/10/2013 FINANCIAL ADVISERS OF AMERICA, LLC (CRD#:142170) IRVINE, CA
IA
12/03/2001 - 08/14/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) IRVINE, CA
B
11/01/2001 - 08/14/2009 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) IRVINE, CA
IA
05/10/2007 - 03/20/2008 BENEFIT FUNDING SERVICES GROUP (CRD#:143617) IRVINE, CA
IA
01/13/2005 - 06/01/2007 BENEFIT FUNDING SERVICES GROUP (CRD#:131878) IRVINE, CA
B
06/02/1995 - 10/31/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/02/1995 - 10/31/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.