Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM CAL BATCHELOR
CRD#: 2490023
IA
B
WELLS FARGO ADVISORSCRD#: 19616 200 STEPHENSON AVE
STE 301
SAVANNAH, GA 31405
STE 301
SAVANNAH, GA 31405
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 11/15/2024
B
Mississippi 11/15/2024
B
Colorado 11/15/2024
B
Nebraska 11/15/2024
B
Connecticut 11/15/2024
B
New Jersey 11/15/2024
B
Florida 11/15/2024
B
North Carolina 11/15/2024
B
Georgia 11/15/2024
B
Pennsylvania 11/15/2024
IA
Georgia 11/18/2024
B
South Carolina 11/15/2024
B
Kentucky 11/15/2024
B
Tennessee 11/15/2024
B
Louisiana 11/15/2024
B
Texas 11/15/2024
B
Maine 11/15/2024
IA
Texas 11/15/2024
B
Maryland 11/18/2024
B
Utah 11/15/2024
B
Massachusetts 11/15/2024
B
Virginia 11/15/2024
B
Michigan 11/15/2024
B
Wisconsin 11/15/2024
B
Minnesota 11/15/2024
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 11/15/2024
B
Registered with this firm since 11/15/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/20/2016 - 11/20/2024 | SAVANNAH, GA | |
B | 09/09/2016 - 11/20/2024 | SAVANNAH, GA | |
IA | 01/01/2008 - 09/15/2016 | SAVANNAH, GA | |
B | 01/01/2008 - 09/15/2016 | SAVANNAH, GA | |
B | 11/10/1994 - 01/03/2008 | SAVANNAH, GA | |
IA | 04/30/2003 - 01/01/2008 | SAVANNAH, GA | |
B | 08/17/1994 - 11/11/1994 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.