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STEVAN MICHAEL VAUGHAN
STEVE VAUGHAN
CRD#: 2488424
IA
Investment Adviser
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Previous Broker
FINANCIAL COUNSELING, INC.CRD#: 119969 582 NORTH MAIN STREET
SPRINGBORO, OH 45066
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAFINANCIAL COUNSELING, INC. (CRD# 119969)2003 - Present (21 years)BBROKER DEALER FINANCIAL SERVIC... (CRD# 8073)2013 - 2018 (5 years)BFINTEGRA, LLC (CRD# 16741)2008 - 2013 (5 years)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2004 - 2008 (4 years)BSECURITIES SERVICE NETWORK, INC. (CRD# 13318)1999 - 2004 (5 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1996 - 1999 (2 years)
License(s)

State Registrations

IA
Ohio 6/6/2003

Current Registration(s)
IA
FINANCIAL COUNSELING, INC. (CRD#:119969)
582 NORTH MAIN STREET, SPRINGBORO, OH 45066
Registered with this firm since 6/6/2003

Previous Registration(s)
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10/24/2013 - 10/19/2018 BROKER DEALER FINANCIAL SERVICES CORP. (CRD#:8073) SPRINGBORO, OH
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06/24/2008 - 10/24/2013 FINTEGRA, LLC (CRD#:16741) SPRINGBORO, OH
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07/01/2004 - 07/01/2008 QUESTAR CAPITAL CORPORATION (CRD#:43100) SPRINGBORO, OH
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06/21/1999 - 07/01/2004 SECURITIES SERVICE NETWORK, INC. (CRD#:13318) KNOXVILLE, TN
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12/17/1996 - 06/17/1999 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.