Individual Firm
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LARRY PATRICK ROBERTS
LARRY ROBERTS
CRD#: 2488257
IA
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OSAIC WEALTH, INC.CRD#: 23131 3219 OVERLAND AVE
UNIT 6187
LOS ANGELES, CA 90034
UNIT 6187
LOS ANGELES, CA 90034
0
Disclosures
30
Years of Experience
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State Registrations
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Arizona 1/19/2024
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Rhode Island 1/19/2024
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California 1/19/2024
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Texas 9/17/2024
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California 1/19/2024
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Texas 9/17/2024
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District of Columbia 1/19/2024
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Utah 1/19/2024
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Louisiana 1/19/2024
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Virginia 1/19/2024
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Nevada 1/19/2024
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Washington 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2016 - 01/19/2024 | LOS ANGELES, CA | |
B | 09/09/2016 - 01/19/2024 | LOS ANGELES, CA | |
IA | 09/02/2002 - 09/13/2016 | Los Angeles, CA | |
B | 08/09/2002 - 09/13/2016 | Los Angeles, CA | |
B | 08/09/2002 - 07/03/2006 | MINNEAPOLIS, MN | |
B | 07/15/1997 - 12/12/2001 | JERSEY CITY, NJ | |
B | 06/27/1994 - 07/15/1997 | PHOENIX, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.