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Detailed Report
BRENT CURTIS BOWMAN
CRD#: 2486936
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 2117 SIMONTON RD SUITE 103
STATESVILLE, NC 28625
Registration History
19952000200520102015202020252 FIRMS2010 - 2020 (10 years)2 FIRMS2020 - Present (4 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)1997 - 2010 (12 years)BTHE VARIABLE ANNUITY MARKETING... (CRD# 5081)1994 - 2001 (7 years)IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2002 - 2010 (7 years)
License(s)

State Registrations

B
Colorado 6/11/2020
IA
North Carolina 6/11/2020
B
Florida 6/11/2020
B
Ohio 12/17/2020
B
Georgia 10/6/2022
B
South Carolina 6/11/2020
B
Illinois 6/11/2020
B
Texas 3/13/2023
B
Nevada 7/24/2024
B
Virginia 6/11/2020
B
North Carolina 6/11/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
2117 SIMONTON RD SUITE 103, STATESVILLE, NC 28625
Registered with this firm since 6/11/2020
B
LPL FINANCIAL LLC (CRD#:6413)
2117 SIMONTON RD SUITE 103, STATESVILLE, NC 28625
Registered with this firm since 6/11/2020
Previous Registration(s)
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IA
 01/05/2010 - 06/15/2020 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STATESVILLE, NC
B
 01/05/2010 - 06/15/2020 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) STATESVILLE, NC
IA
 08/30/2002 - 01/13/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GREENSBORO, NC
B
 09/17/1997 - 01/13/2010 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) GREENSBORO, NC
B
 05/20/1994 - 12/31/2001 THE VARIABLE ANNUITY MARKETING COMPANY (CRD#:5081) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.