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HAROLD DUKE HUNT JR
DUKE HUNT JR
CRD#: 2486314
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1298 BAY DALE DRIVE
STE 201
ARNOLD, MD 21012
Registration History
19952000200520102015202020254 FIRMS1997 - 1997 (<1 year)2 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2022 (10 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2003 (1 year)BMEDALLION INVESTMENT SERVICES,... (CRD# 45314)1999 - 1999 (<1 year)BFIRST MARYLAND BROKERAGE CORPO... (CRD# 17531)1997 - 1998 (<1 year)BNATIONSSECURITIES (CRD# 32542)1994 - 1995 (1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2003 (1 year)
Disclosure(s)
View By:
11/14/2012
Regulatory
Final
7/13/2012
Employment Separation After Allegations
License(s)

State Registrations

B
California 6/14/2024

B
Maryland 6/14/2024

IA
California 6/14/2024

IA
Maryland 6/14/2024

B
Colorado 6/14/2024

B
New Mexico 6/14/2024

IA
Colorado 6/14/2024

B
New York 6/14/2024

B
Delaware 6/14/2024

B
North Carolina 6/14/2024

B
District of Columbia 6/14/2024

B
Ohio 6/14/2024

B
Florida 6/14/2024

B
Virginia 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1298 BAY DALE DRIVE STE 201, ARNOLD, MD 21012
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
1298 BAY DALE DRIVE STE 201, ARNOLD, MD 21012
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/25/2022 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) Arnold, MD
B
10/26/2022 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) ARNOLD, MD
IA
09/28/2012 - 10/26/2022 CANTELLA & CO., INC. (CRD#:13905) ANNAPOLIS, MD
B
09/24/2012 - 10/26/2022 CANTELLA & CO., INC. (CRD#:13905) ANNAPOLIS, MD
IA
02/23/2009 - 08/03/2012 AXA ADVISORS, LLC (CRD#:6627) ANNAPOLIS, MD
B
02/23/2009 - 08/03/2012 AXA ADVISORS, LLC (CRD#:6627) ANNAPOLIS, MD
IA
03/02/2003 - 02/23/2009 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) LINTHICUM, MD
B
04/30/2003 - 02/23/2009 AIG RETIREMENT ADVISORS, INC. (CRD#:42803) LINTHICUM, MD
IA
01/22/2002 - 05/06/2003 MORGAN STANLEY (CRD#:7556) ANNAPOLIS, MD
B
08/22/2001 - 05/06/2003 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
03/30/1999 - 12/31/1999 MEDALLION INVESTMENT SERVICES, INC. (CRD#:45314) SEVERNA PARK, MD
B
10/27/1997 - 04/27/1998 FIRST MARYLAND BROKERAGE CORPORATION (CRD#:17531) BALTIMORE, MD
B
07/16/1997 - 10/03/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/16/1997 - 10/03/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
04/28/1997 - 06/04/1997 JOHN HANCOCK DISTRIBUTORS, INC. (CRD#:468) BOSTON, MA
B
04/28/1997 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
05/25/1994 - 05/01/1995 NATIONSSECURITIES (CRD#:32542)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.