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MICHAEL LOUIS COLE
MIKE COLE
CRD#: 2486269
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2373 HENDERSONVILLE RD
ARDEN, NC 28704
Registration History
19952000200520102015202020252 FIRMS2002 - Present (22 years)BWACHOVIA SECURITIES, INC. (CRD# 431)2000 - 2002 (2 years)BWACHOVIA BROKERAGE SERVICE (CRD# 17503)1994 - 2000 (5 years)
Disclosure(s)
View By:
2/24/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 9/9/2022

B
Missouri 11/15/2024

B
California 4/24/2020

B
Nevada 9/9/2022

B
Colorado 6/6/2024

B
New York 1/11/2006

B
Connecticut 6/15/2002

B
North Carolina 6/15/2002

B
Delaware 9/22/2020

IA
North Carolina 10/30/2002

B
District of Columbia 6/11/2024

B
Ohio 11/17/2022

B
Florida 6/15/2002

B
Pennsylvania 3/4/2019

B
Georgia 6/15/2002

B
South Carolina 6/15/2002

B
Idaho 9/9/2022

B
Tennessee 2/7/2022

B
Indiana 12/5/2024

B
Texas 4/29/2020

B
Kentucky 6/15/2002

IA
Texas 4/29/2020

B
Maryland 9/9/2022

B
Virginia 7/19/2002

B
Massachusetts 9/9/2022

B
Washington 7/22/2019

B
Michigan 9/9/2022

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2373 HENDERSONVILLE RD, ARDEN, NC 28704
Registered with this firm since 10/30/2002

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2373 HENDERSONVILLE RD, ARDEN, NC 28704
Registered with this firm since 6/15/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
02/14/2000 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
05/11/1994 - 02/14/2000 WACHOVIA BROKERAGE SERVICE (CRD#:17503) WINSTON SALEM, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.