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MELINDA LEE SCHAD
MELINDA L SCHAD, MELINDA L SUGGS, MELINDA LEE SUGGS, Melinda Suggs
CRD#: 2485619
IA
B
MORGAN STANLEYCRD#: 149777 9665 Wilshire Boulevard
Suite 600
Beverly Hills, CA 90212
Suite 600
Beverly Hills, CA 90212
0
Disclosures
26
Years of Experience
View By:
State Registrations
B
Arizona 3/25/2022
B
New Jersey 3/25/2022
B
California 3/25/2022
B
New York 3/25/2022
IA
California 3/25/2022
B
South Carolina 3/25/2022
B
Colorado 3/25/2022
B
Tennessee 3/25/2022
B
Florida 3/25/2022
B
Texas 3/25/2022
B
Idaho 3/25/2022
IA
Texas 3/25/2022
B
Illinois 3/25/2022
B
Utah 3/25/2022
B
Maryland 3/25/2022
B
Virginia 3/25/2022
B
Massachusetts 3/25/2022
B
Washington 3/25/2022
B
Michigan 3/25/2022
B
Wisconsin 9/29/2022
B
Nevada 3/25/2022
B
Wyoming 3/25/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 3/25/2022
B
Registered with this firm since 3/25/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/21/2021 - 03/28/2022 | LOS ANGELES, CA | |
B | 10/20/2021 - 03/28/2022 | LOS ANGELES, CA | |
IA | 04/13/2021 - 10/19/2021 | EL SEGUNDO, CA | |
B | 04/13/2021 - 10/19/2021 | EL SEGUNDO, CA | |
IA | 06/25/2013 - 04/15/2021 | LOS ANGELES, CA | |
B | 06/24/2013 - 04/15/2021 | LOS ANGELES, CA | |
IA | 02/20/2008 - 06/24/2013 | LOS ANGELES, CA | |
B | 02/20/2008 - 06/24/2013 | LOS ANGELES, CA | |
B | 12/14/2007 - 02/08/2008 | LOS ANGELES, CA | |
IA | 08/15/2005 - 12/06/2007 | BEVERLY HILLS, CA | |
B | 04/28/2003 - 12/06/2007 | BEVERLY HILLS, CA | |
B | 05/02/2001 - 05/05/2003 | SAN FRANCISCO, CA | |
B | 04/05/1999 - 05/02/2001 | SAN FRANCISCO, CA | |
B | 03/13/1998 - 03/22/1999 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.