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JOSEPH ANDREW TOTH
Joseph Toth
CRD#: 2485364
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 2333 PONCE DE LEON BLVD.
SUITE 500
CORAL GABLES, FL 33134
Registration History
19952000200520102015202020252 FIRMS2000 - 2006 (5 years)2 FIRMS2006 - 2010 (3 years)2 FIRMS2010 - 2021 (11 years)2 FIRMS2021 - Present (3 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)2000 - 2000 (<1 year)BPNC BROKERAGE CORP (CRD# 34671)1998 - 2000 (1 year)BPNC BROKERAGE CORP (CRD# 34671)1997 - 1998 (<1 year)BMEYERS POLLOCK ROBBINS, INC. (CRD# 13436)1995 - 1996 (<1 year)BPENN CAPITAL FINANCIAL SERVICE... (CRD# 10640)1994 - 1995 (1 year)
License(s)

State Registrations

B
Alabama 7/25/2023

B
Montana 7/25/2023

B
Alaska 7/25/2023

B
Nebraska 8/1/2022

B
Arizona 8/8/2022

B
Nevada 8/1/2023

B
Arkansas 7/25/2023

B
New Hampshire 8/9/2022

B
California 7/26/2022

B
New Jersey 7/25/2022

B
Colorado 7/25/2023

B
New Mexico 7/27/2022

B
Connecticut 7/25/2022

B
New York 7/26/2022

B
Delaware 7/25/2023

B
North Carolina 7/26/2022

B
District of Columbia 8/4/2022

B
North Dakota 7/25/2023

B
Florida 11/18/2021

B
Ohio 7/25/2022

IA
Florida 11/19/2021

B
Oklahoma 7/25/2023

B
Georgia 7/27/2022

B
Oregon 7/25/2023

B
Hawaii 7/25/2023

B
Pennsylvania 7/26/2022

B
Idaho 7/25/2022

B
Puerto Rico 5/30/2024

B
Illinois 8/8/2022

B
Rhode Island 8/15/2023

B
Indiana 8/1/2022

B
South Carolina 7/26/2022

B
Iowa 7/25/2023

B
South Dakota 7/25/2023

B
Kansas 7/26/2022

B
Tennessee 7/26/2022

B
Kentucky 7/25/2023

B
Texas 7/25/2022

B
Louisiana 7/26/2022

B
Utah 7/25/2023

B
Maine 7/25/2022

B
Vermont 7/25/2023

B
Maryland 7/25/2023

B
Virgin Islands 5/30/2024

B
Massachusetts 7/25/2023

B
Virginia 7/25/2023

B
Michigan 7/25/2023

B
Washington 7/25/2023

B
Minnesota 7/28/2022

B
West Virginia 7/25/2022

B
Mississippi 7/25/2023

B
Wisconsin 7/25/2023

B
Missouri 7/25/2023

B
Wyoming 7/25/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2333 PONCE DE LEON BLVD. SUITE 500, CORAL GABLES, FL 33134
Registered with this firm since 11/19/2021

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
2333 PONCE DE LEON BLVD. SUITE 500, CORAL GABLES, FL 33134
Registered with this firm since 11/18/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2010 - 12/06/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
B
01/01/2010 - 12/06/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) CORAL GABLES, FL
IA
07/20/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
B
06/28/2006 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) CORAL GABLES, FL
IA
10/01/2000 - 06/28/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) MIAMI, FL
B
10/01/2000 - 06/28/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) MIAMI, FL
B
08/17/2000 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
09/02/1998 - 02/29/2000 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
09/03/1997 - 05/05/1998 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
B
10/13/1995 - 07/26/1996 MEYERS POLLOCK ROBBINS, INC. (CRD#:13436)
FINRA expelled the firm on 08/10/2001
NEW YORK, NY
B
08/15/1994 - 10/19/1995 PENN CAPITAL FINANCIAL SERVICES, INC. (CRD#:10640)
FINRA expelled the firm on 12/10/1996
PITTSBURGH, PA
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B
Broker
IA
Investment Adviser
Disclosures
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