Individual Firm
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JOHN NATOLI
JOHN P NATOLI, JOHN PHILIP NATOLI
CRD#: 2485229
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J.P. MORGAN SECURITIES LLCCRD#: 79 20 N Broadway
NYACK, NY 10960
NYACK, NY 10960
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Disclosures
26
Years of Experience
View By:
State Registrations
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Connecticut 8/26/2024
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New York 8/26/2024
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Florida 12/26/2024
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New York 9/3/2024
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New Jersey 8/26/2024
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North Carolina 8/26/2024
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New Jersey 8/26/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/26/2024
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Registered with this firm since 8/26/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/26/2018 - 08/30/2024 | NEW MILFORD, NJ | |
B | 10/11/2017 - 08/30/2024 | NEW MILFORD, NJ | |
B | 02/22/2017 - 03/22/2017 | NEW YORK, NY | |
B | 09/12/2014 - 04/21/2015 | NEW YORK, NY | |
B | 08/14/1996 - 10/12/2012 | NEW YORK, NY | |
B | 05/25/1994 - 07/10/1996 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.