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LAURA ANN MEDIGOVICH
CRD#: 2484810
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 ONE MANHATTANVILLE ROAD
SUITE 402
PURCHASE, NY 10577
SUITE 402
PURCHASE, NY 10577
0
Disclosures
18
Years of Experience
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State Registrations
IA
Delaware 4/25/2019
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New York 4/25/2019
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District of Columbia 7/24/2019
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New York 8/4/2021
B
Maryland 4/25/2019
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Virginia 4/25/2019
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Maryland 4/25/2019
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West Virginia 5/3/2019
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 4/25/2019
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Registered with this firm since 4/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/10/2009 - 03/16/2018 | FISHKILL, NY | |
B | 07/28/2009 - 03/16/2018 | FISHKILL, NY | |
IA | 11/15/2006 - 08/01/2007 | MC LEAN, VA | |
B | 12/05/2006 - 08/01/2007 | MC LEAN, VA | |
B | 05/06/1994 - 07/31/1997 | CHARLOTTE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.