Individual Firm
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CHARLES WILDER GREENLEE
CRD#: 2484727
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 4266 I-55 North, Suite 200
JACKSON, MS 39211
JACKSON, MS 39211
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5/12/2010
Customer Dispute
Settled
State Registrations
B
Alabama 2/13/2013
B
Missouri 12/6/2019
B
Arizona 2/13/2013
B
Nebraska 3/11/2019
B
Arkansas 2/13/2013
B
New Mexico 2/13/2013
B
California 2/13/2013
B
North Carolina 1/16/2020
B
Colorado 2/13/2013
B
South Carolina 1/15/2020
B
Florida 2/13/2013
B
Tennessee 2/13/2013
B
Georgia 2/13/2013
B
Texas 2/13/2013
B
Indiana 7/24/2019
IA
Texas 7/7/2021
B
Kentucky 10/15/2013
B
Utah 11/15/2023
B
Louisiana 2/13/2013
B
Virginia 12/12/2017
B
Massachusetts 10/18/2022
B
Washington 7/20/2022
B
Mississippi 2/13/2013
B
Wyoming 2/13/2017
IA
Mississippi 2/13/2013
SRO Registrations
B
B
B
B
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 2/13/2013
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Registered with this firm since 2/13/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/26/2006 - 02/13/2013 | JACKSON, MS | |
B | 05/26/2006 - 02/13/2013 | JACKSON, MS | |
IA | 02/28/2006 - 05/26/2006 | JACKSON, MS | |
B | 02/28/2006 - 05/26/2006 | JACKSON, MS | |
IA | 08/04/2004 - 02/28/2006 | JACKSON, MS | |
B | 05/31/1994 - 02/28/2006 | JACKSON, MS |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.