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Laura H Clark
LAURA HARRIS CLARK, LAURA CHRISTINE HARRIS, LAURA HARRIS
CRD#: 2483992
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 75 PORT CITY LNDG
MOUNT PLEASANT, SC 29464
MOUNT PLEASANT, SC 29464
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Disclosures
28
Years of Experience
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State Registrations
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Alabama 1/15/2015
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New York 4/11/2013
B
California 7/11/2001
B
North Carolina 7/11/2001
B
Colorado 5/16/2006
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North Carolina 3/28/2002
B
District of Columbia 9/2/2022
B
Ohio 1/25/2012
B
Florida 5/16/2006
B
Pennsylvania 6/8/2009
B
Georgia 4/15/2011
B
South Carolina 8/26/2005
B
Illinois 8/22/2013
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South Carolina 5/11/2006
B
Maine 3/1/2022
B
Tennessee 8/22/2013
B
Maryland 1/16/2007
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Texas 6/30/2006
B
Minnesota 3/6/2025
B
Utah 1/2/2015
B
Missouri 11/18/2024
B
Virginia 5/16/2006
B
New Hampshire 5/16/2006
SRO Registrations
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Registered with this firm since 3/28/2002
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Registered with this firm since 7/11/2001
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/14/2000 - 07/11/2001 | WEEHAWKEN, NJ | |
B | 01/29/1998 - 08/14/2000 | NEW YORK, NY | |
B | 09/18/1996 - 01/23/1998 | CHARLOTTE, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.