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CAROLINE KELLEY HOLT
LESLIE CAROLINE KELLEY
CRD#: 2483883
IA
Investment Adviser
B
Broker
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLCCRD#: 108257 MOUNT PLEASANT, SC
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.CRD#: 840 Mount Pleasant, SC
Registration History
19952000200520102015202020253 FIRMS1997 - 1997 (<1 year)2 FIRMS2010 - Present (14 years)BCOLUMBIA MANAGEMENT DISTRIBUTO... (CRD# 30683)2005 - 2010 (4 years)BBACAP DISTRIBUTORS, LLC (CRD# 46088)2001 - 2005 (4 years)BBANC OF AMERICA ADVISORS, INC. (CRD# 46088)2000 - 2001 (<1 year)BJEFFERSON PILOT SECURITIES COR... (CRD# 3870)1997 - 2000 (2 years)BJOHNSTON, LEMON & CO. INCORPORATED (CRD# 473)1995 - 1996 (<1 year)BEQUITABLE SECURITIES CORPORATION (CRD# 6271)1994 - 1995 (<1 year)IABOFA ADVISORS, LLC (CRD# 107900)2007 - 2010 (3 years)
License(s)

State Registrations

B
Alabama 5/1/2010

B
Nebraska 5/1/2010

B
Alaska 5/1/2010

B
Nevada 5/1/2010

B
Arizona 5/1/2010

B
New Hampshire 5/1/2010

B
Arkansas 5/1/2010

B
New Jersey 5/1/2010

B
California 5/1/2010

B
New Mexico 5/1/2010

B
Colorado 5/1/2010

B
New York 5/1/2010

B
Connecticut 5/1/2010

B
North Carolina 5/1/2010

B
Delaware 5/1/2010

B
North Dakota 5/1/2010

B
District of Columbia 5/1/2010

B
Ohio 5/1/2010

B
Florida 5/4/2010

B
Oklahoma 5/1/2010

B
Georgia 5/1/2010

B
Oregon 5/1/2010

B
Hawaii 5/1/2010

B
Pennsylvania 5/1/2010

B
Idaho 5/1/2010

B
Puerto Rico 5/1/2010

B
Illinois 5/1/2010

B
Rhode Island 5/1/2010

B
Indiana 5/1/2010

B
South Carolina 5/1/2010

B
Iowa 5/1/2010

IA
South Carolina 5/1/2010

B
Kansas 5/1/2010

B
South Dakota 5/1/2010

B
Kentucky 5/1/2010

B
Tennessee 5/1/2010

B
Louisiana 5/1/2010

B
Texas 5/1/2010

B
Maine 5/1/2010

B
Utah 5/1/2010

B
Maryland 5/1/2010

B
Vermont 5/1/2010

B
Massachusetts 5/1/2010

B
Virgin Islands 12/12/2012

B
Michigan 5/1/2010

B
Virginia 5/1/2010

B
Minnesota 5/1/2010

B
Washington 5/1/2010

B
Mississippi 5/1/2010

B
West Virginia 5/1/2010

B
Missouri 5/1/2010

B
Wisconsin 5/1/2010

B
Montana 5/1/2010

B
Wyoming 5/1/2010

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (CRD#:840)
Mount Pleasant, SC
Mount Pleasant, SC
Registered with this firm since 5/1/2010

IA
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC (CRD#:108257)
MOUNT PLEASANT, SC
Registered with this firm since 5/1/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/02/2007 - 05/07/2010 BOFA ADVISORS, LLC (CRD#:107900) MOUNT PLEASANT, SC
B
08/20/2005 - 05/01/2010 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (CRD#:30683) CHARLOTTE, NC
B
08/21/2001 - 08/20/2005 BACAP DISTRIBUTORS, LLC (CRD#:46088) CHARLOTTE, NC
B
12/04/2000 - 04/13/2001 BANC OF AMERICA ADVISORS, INC. (CRD#:46088) CHARLOTTE, NC
B
12/22/1997 - 06/15/2000 JEFFERSON PILOT SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
10/07/1997 - 10/29/1997 JEFFERSON-PILOT INVESTOR SERVICES, INC. (CRD#:5178) FORT WAYNE, IN
B
10/01/1997 - 10/09/1997 CHUBB SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
B
01/29/1997 - 10/01/1997 JEFFERSON-PILOT INVESTOR SERVICES, INC. (CRD#:5178) FORT WAYNE, IN
B
09/19/1995 - 03/12/1996 JOHNSTON, LEMON & CO. INCORPORATED (CRD#:473) WASHINGTON, DC
B
08/24/1994 - 04/21/1995 EQUITABLE SECURITIES CORPORATION (CRD#:6271) ATLANTA, GA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.