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EARL EUGENE BAIN JR
E. EUGENE BAIN, EUGENE BAIN
CRD#: 2483003
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 1318 RAEFORD RD
2ND FL
FAYETTEVILLE, NC 28305
2ND FL
FAYETTEVILLE, NC 28305
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 1318 RAEFORD RD
2ND FL
FAYETTEVILLE, NC 28305
2ND FL
FAYETTEVILLE, NC 28305
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Florida 8/29/2024
B
Nebraska 4/18/2024
B
Illinois 6/21/2021
B
North Carolina 12/2/2005
B
Maryland 2/20/2020
IA
North Carolina 4/21/2016
B
Missouri 12/11/2023
B
Washington 1/10/2008
SRO Registrations
B
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IA
Registered with this firm since 4/21/2016
B
Registered with this firm since 12/2/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/25/2015 - 09/22/2016 | FAYETTEVILLE, NC | |
B | 06/28/1994 - 12/02/2005 | FAYETTEVILLE, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.