Individual Firm
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DAVID ALLAN JAGER
CRD#: 2482790
IA
B
WELLS FARGO ADVISORSCRD#: 19616 74245 HWY 111 STE 203
[UZ-RBO]
PALM DESERT, CA 92260
[UZ-RBO]
PALM DESERT, CA 92260
0
Disclosures
30
Years of Experience
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State Registrations
B
Arizona 2/28/2014
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Mississippi 4/24/2024
B
Arkansas 7/24/2020
B
Missouri 9/22/2020
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California 2/1/2007
B
Nevada 8/4/2011
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California 2/1/2007
B
New York 1/31/2013
B
Colorado 8/4/2011
B
North Carolina 5/23/2023
B
Delaware 8/26/2020
B
Oregon 11/30/2021
B
Florida 2/5/2016
B
Pennsylvania 9/21/2021
B
Georgia 3/8/2017
B
Tennessee 11/12/2020
B
Idaho 11/11/2021
B
Texas 10/1/2018
B
Illinois 6/15/2021
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Texas 10/1/2018
B
Louisiana 3/19/2019
B
Utah 2/3/2020
B
Maryland 7/26/2024
B
Virginia 8/4/2011
B
Massachusetts 2/20/2024
B
Washington 3/23/2018
SRO Registrations
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B
B
B
B
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Registered with this firm since 2/1/2007
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Registered with this firm since 2/1/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/10/2003 - 02/01/2007 | HEMET, CA | |
IA | 07/20/2001 - 06/10/2003 | SAN DIEGO, CA | |
B | 05/02/2001 - 06/10/2003 | SAN FRANCISCO, CA | |
B | 03/16/1998 - 05/02/2001 | SAN FRANCISCO, CA | |
B | 08/07/1997 - 01/28/1998 | LA JOLLA, CA | |
B | 09/03/1996 - 08/18/1997 | NEW YORK, NY | |
B | 05/03/1995 - 08/28/1996 | NEWPORT BEACH, CA | |
B | 07/13/1994 - 03/31/1995 | CLEVELAND, OH | |
B | 05/06/1994 - 07/19/1994 | DES MOINES, IA |
DES MOINES, IA
05/06/1994 - 07/19/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.