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Detailed Report
EDWARD M PETERSON
ED PETERSON, EDDIE PETERSON, EDWARD MICHAEL PETERSON, Ed Peterson, Eddie Peterson
CRD#: 2482740
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 730 E PARK BLVD
SUITE 104
PLANO, TX 75074
Registration History
1995200020052010201520202025IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2021 - Present (3 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2017 - Present (7 years)BNYLIFE SECURITIES LLC (CRD# 5167)2016 - 2016 (<1 year)BARGENTUS SECURITIES, LLC (CRD# 45915)2013 - 2014 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1995 - 2012 (17 years)BFIDELITY DISTRIBUTORS CORPORATION (CRD# 6848)1994 - 1995 (<1 year)
License(s)

State Registrations

B
California 5/30/2023
IA
Texas 6/10/2021
B
Texas 5/9/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
730 E PARK BLVD SUITE 104, PLANO, TX 75074
Registered with this firm since 6/10/2021
B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
730 E PARK BLVD SUITE 104, PLANO, TX 75074
Registered with this firm since 5/9/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/27/2016 - 08/22/2016 NYLIFE SECURITIES LLC (CRD#:5167) DALLAS, TX
B
 08/12/2013 - 04/25/2014 ARGENTUS SECURITIES, LLC (CRD#:45915) DALLAS, TX
B
 07/07/1995 - 11/05/2012 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) WESTLAKE, TX
B
 06/22/1994 - 01/20/1995 FIDELITY DISTRIBUTORS CORPORATION (CRD#:6848) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.