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Detailed Report
MARC J MUNGIN
MARE J MUNGIN
CRD#: 2482185
IA
Investment Adviser
B
Broker
LINCOLN INVESTMENTCRD#: 519 Norwalk, CT
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)1994 - 2017 (22 years)IALEGEND ADVISORY, LLC (CRD# 104761)2010 - 2019 (8 years)
License(s)

State Registrations

B
California 1/4/2019
B
New Jersey 1/3/2017
B
Connecticut 1/3/2017
B
New York 1/3/2017
IA
Connecticut 7/20/2017
IA
New York 3/25/2021
B
Delaware 5/14/2019
B
North Carolina 1/3/2017
B
District of Columbia 1/3/2017
B
Pennsylvania 1/3/2017
B
Florida 1/3/2017
B
Rhode Island 1/4/2019
B
Georgia 1/3/2017
B
South Carolina 1/3/2017
B
Illinois 1/3/2017
B
Tennessee 1/3/2017
B
Maryland 1/3/2017
B
Virginia 1/3/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
Norwalk, CT
Registered with this firm since 7/20/2017
B
LINCOLN INVESTMENT (CRD#:519)
Norwalk, CT
Registered with this firm since 1/3/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/16/2010 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) Norwalk, CT
B
 07/28/1994 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) NORWALK, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.