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Detailed Report
ANN WILHELMINA KUPPE
MINA KUPPE
CRD#: 2482176
IA
Investment Adviser
B
Broker
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 Harbert, MI
B. RILEY WEALTH MANAGEMENTCRD#: 2543 Harbert, MI
Registration History
1995200020052010201520202025IAB. RILEY WEALTH ADVISORS, INC. (CRD# 115927)2022 - Present (2 years)BB. RILEY WEALTH MANAGEMENT (CRD# 2543)2002 - Present (23 years)BCHICAGO CAPITAL, INC. (CRD# 39274)1996 - 2002 (6 years)BHOWE BARNES INVESTMENTS, INC. (CRD# 2240)1994 - 1995 (1 year)IAB RILEY WEALTH MANAGEMENT (CRD# 2543)2005 - 2022 (17 years)
License(s)

State Registrations

B
Alabama 9/25/2024
B
Mississippi 10/21/2024
B
Arizona 11/15/2012
B
Missouri 1/17/2002
B
California 1/17/2002
B
New York 1/17/2002
B
Colorado 3/27/2002
B
North Carolina 11/29/2021
B
Connecticut 6/29/2020
B
Pennsylvania 3/27/2003
B
Florida 1/17/2002
B
South Dakota 2/8/2018
B
Illinois 1/2/2002
B
Tennessee 9/25/2024
B
Iowa 1/17/2002
B
Virginia 11/4/2003
B
Michigan 1/17/2002
B
Washington 3/27/2002
IA
Michigan 9/25/2023
B
Wisconsin 2/4/2014

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
B. RILEY WEALTH ADVISORS, INC. (CRD#:115927)
Harbert, MI
Registered with this firm since 8/27/2022
B
B. RILEY WEALTH MANAGEMENT (CRD#:2543)
Harbert, MI
Registered with this firm since 1/2/2002
Previous Registration(s)
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IA
 12/09/2005 - 12/31/2022 B RILEY WEALTH MANAGEMENT (CRD#:2543) CHICAGO, IL
B
 01/17/1996 - 01/11/2002 CHICAGO CAPITAL, INC. (CRD#:39274)
FINRA expelled the firm on 01/31/2005
CHICAGO, IL
B
 06/23/1994 - 12/12/1995 HOWE BARNES INVESTMENTS, INC. (CRD#:2240) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.