Individual Firm
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CAROL JEAN LANE
CAROL J LANE
CRD#: 2481621
IA
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THE FINANCIAL RESOURCE CENTERCRD#: 316747 9640 COMMERCE DRIVE
SUITE 414
CARMEL, IN 46032
SUITE 414
CARMEL, IN 46032
0
Disclosures
30
Years of Experience
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State Registrations
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Indiana 12/16/2021
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Registered with this firm since 12/16/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/28/2005 - 08/03/2022 | INDIANAPOLIS, IN | |
IA | 03/28/2005 - 03/18/2022 | INDIANAPOLIS, IN | |
IA | 02/28/2005 - 03/28/2005 | INDIANAPOLIS, IN | |
IA | 12/08/1998 - 03/02/2005 | INDIANAPOLIS, IN | |
B | 06/16/1995 - 03/02/2005 | INDIANAPOLIS, IN | |
B | 08/02/1994 - 06/15/1995 | NEW YORK, NY | |
B | 05/09/1994 - 07/05/1994 | PHILADELPHIA, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.