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FRANCES DIANA HAMBY
FRANCES HOWARD
CRD#: 2481480
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 455 W. SULLIVAN STREET
SUITE 151
KINGSPORT, TN 37660
Registration History
19952000200520102015202020252 FIRMS2007 - 2013 (6 years)2 FIRMS2013 - Present (12 years)BAMSOUTH INVESTMENT SERVICES, INC. (CRD# 15692)2000 - 2007 (6 years)BFIRST TENNESSEE BROKERAGE, INC. (CRD# 17117)1997 - 2000 (2 years)BSIGNET FINANCIAL SERVICES,INC. (CRD# 17511)1994 - 1997 (3 years)IAAMSOUTH INVESTMENT MANAGEMENT ... (CRD# 111757)2004 - 2007 (3 years)
License(s)

State Registrations

B
Tennessee 2/13/2013

B
Virginia 1/3/2014

IA
Tennessee 2/13/2013

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
455 W. SULLIVAN STREET SUITE 151, KINGSPORT, TN 37660
Registered with this firm since 2/13/2013

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
455 W. SULLIVAN STREET SUITE 151, KINGSPORT, TN 37660
Registered with this firm since 2/13/2013

Previous Registration(s)
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IA
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) KINGSPORT, TN
B
02/13/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) KINGSPORT, TN
IA
02/17/2004 - 02/13/2007 AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC (CRD#:111757) KINGSPORT, TN
B
06/01/2000 - 02/13/2007 AMSOUTH INVESTMENT SERVICES, INC. (CRD#:15692) KINGSPORT, TN
B
11/07/1997 - 05/11/2000 FIRST TENNESSEE BROKERAGE, INC. (CRD#:17117) MEMPHIS, TN
B
05/06/1994 - 10/29/1997 SIGNET FINANCIAL SERVICES,INC. (CRD#:17511) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.