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Detailed Report
J. MICHAEL SEYMOUR
J MICHAEL SEYMOUR, JOHN SEYMOUR
CRD#: 2480641
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 6220 STONEY HILL ROAD
NEW HOPE, PA 18938
Registration History
19801985199019952000200520102015202020252 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2023 (17 years)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1994 - 2005 (10 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2005 (2 years)
Disclosure(s)
View By:
11/6/2006
Customer Dispute
Settled
12/16/2005
Customer Dispute
Settled
10/27/2003
Customer Dispute
Settled
4/14/2003
Customer Dispute
Denied
1/2/2003
Customer Dispute
Settled
11/26/2002
Customer Dispute
Denied
10/17/2002
Customer Dispute
Denied
6/11/1980
Criminal
Final Disposition
License(s)

State Registrations

B
California 9/1/2023
IA
New Jersey 9/1/2023
IA
California 9/1/2023
B
New York 9/1/2023
B
Connecticut 9/1/2023
B
North Carolina 9/1/2023
IA
Connecticut 9/1/2023
IA
North Carolina 9/1/2023
B
Florida 9/1/2023
B
Pennsylvania 9/1/2023
IA
Florida 9/1/2023
IA
Pennsylvania 9/1/2023
B
New Jersey 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
6220 STONEY HILL ROAD, NEW HOPE, PA 18938
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
6220 STONEY HILL ROAD, NEW HOPE, PA 18938
Registered with this firm since 9/1/2023
Previous Registration(s)
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IA
 10/31/2005 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEW HOPE, PA
B
 10/31/2005 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEW HOPE, PA
IA
 04/11/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) NEWTOWN, PA
B
 03/11/2005 - 10/31/2005 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
IA
 12/13/2002 - 02/23/2005 MORGAN STANLEY (CRD#:7556) JENKINTOWN, PA
B
 05/31/1994 - 02/23/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.