Individual Firm
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DARREN WAYNE OGLESBY
CRD#: 2480135
IA
B
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 2443 TOWER DRIVE
MONROE, LA 71201
MONROE, LA 71201
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 6/29/2005
B
Minnesota 10/18/2000
B
Arkansas 2/9/1999
B
Mississippi 11/20/1998
B
California 2/9/2005
B
Missouri 1/21/2005
B
Colorado 8/14/2009
B
Nebraska 9/28/2010
B
Delaware 9/29/2022
B
North Carolina 8/20/2007
B
Florida 2/28/2006
B
Oklahoma 8/19/2011
B
Georgia 8/27/2024
B
Oregon 12/19/2016
B
Illinois 3/1/2023
B
Pennsylvania 4/11/2024
B
Indiana 10/1/2007
B
South Carolina 3/8/2007
B
Iowa 12/6/2006
B
Tennessee 8/3/2012
B
Louisiana 6/27/1995
B
Texas 11/19/1999
IA
Louisiana 9/28/2005
B
Vermont 1/5/2022
B
Maine 5/9/2023
B
Virginia 5/22/2014
B
Maryland 1/4/2007
B
Washington 1/8/2018
B
Massachusetts 2/8/2006
SRO Registrations
B
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IA
Registered with this firm since 9/28/2005
B
Registered with this firm since 5/26/1995
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/05/1995 - 06/13/1995 | OAKDALE, MN | |
B | 05/19/1994 - 08/25/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.