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Detailed Report
Henry Budd III
HAL BUDD, HENRY AHLBORN BUDD III, Henry Ahlborn Budd
CRD#: 2477495
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 121 HUNTER AVE SUITE 207
ST LOUIS, MO 63124-2000
Registration History
19952000200520102015202020252 FIRMS2021 - Present (3 years)BGARBAN LLC (CRD# 19739)1994 - 1997 (3 years)
License(s)

State Registrations

B
Alabama 11/15/2024
B
Missouri 9/13/2021
B
Arizona 9/26/2023
IA
Missouri 9/13/2021
B
Arkansas 6/30/2022
B
Montana 6/30/2022
B
California 11/10/2021
B
New Jersey 10/4/2021
B
Connecticut 12/3/2021
B
North Carolina 11/10/2021
B
District of Columbia 6/30/2022
B
Ohio 6/20/2023
B
Florida 12/3/2021
B
Oklahoma 6/19/2023
B
Illinois 11/10/2021
B
South Carolina 8/3/2023
B
Indiana 7/12/2022
B
Texas 11/10/2021
B
Louisiana 6/30/2022
IA
Texas 11/11/2021
B
Massachusetts 12/13/2023
B
Virgin Islands 6/19/2023
B
Michigan 4/24/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
121 HUNTER AVE SUITE 207, ST LOUIS, MO 63124-2000
Registered with this firm since 9/13/2021
B
EDWARD JONES (CRD#:250)
121 HUNTER AVE SUITE 207, ST LOUIS, MO 63124-2000
Registered with this firm since 8/20/2021
Previous Registration(s)
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B
 04/06/1994 - 09/10/1997 GARBAN LLC (CRD#:19739) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.