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JOHN ALAN DUFEK
CRD#: 2477257
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13120 PIERCE STREET
SUITE 200
OMAHA, NE 68144
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BEDWARD JONES (CRD# 250)1994 - 2016 (22 years)IAEDWARD JONES (CRD# 250)2007 - 2016 (9 years)
License(s)

State Registrations

B
Alabama 1/18/2018

B
Minnesota 9/24/2021

B
Alaska 12/16/2021

B
Missouri 3/15/2017

B
Arkansas 7/7/2020

B
Nebraska 5/13/2016

B
California 1/20/2023

IA
Nebraska 5/20/2016

B
Colorado 5/13/2016

B
South Dakota 4/15/2020

B
Florida 5/13/2016

B
Texas 5/16/2016

B
Iowa 5/13/2016

IA
Texas 6/12/2019

B
Kansas 3/3/2020

B
Washington 7/25/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13120 PIERCE STREET SUITE 200, OMAHA, NE 68144
Registered with this firm since 5/20/2016

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13120 PIERCE STREET SUITE 200, OMAHA, NE 68144
Registered with this firm since 5/13/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/29/2007 - 05/16/2016 EDWARD JONES (CRD#:250) OMAHA, NE
B
05/25/1994 - 05/16/2016 EDWARD JONES (CRD#:250) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.