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DAVID ALAN BRIEST
CRD#: 2477008
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 PEVELY, MO
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2000 (2 years)2 FIRMS2005 - 2010 (5 years)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)2 FIRMS2024 - Present (<1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2005 (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1997 - 1998 (<1 year)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Missouri 3/13/2019

IA
Missouri 10/31/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
PEVELY, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 9/3/2024

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
PEVELY, MO
ONE NORTH JEFFERSON AVENUE H0004-05C, ST. LOUIS, MO 63103
Registered with this firm since 9/3/2024

IA
WELLS FARGO ADVISORS (CRD#:19616)
PEVELY, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103-2205
Registered with this firm since 8/16/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
PEVELY, MO
ONE NORTH JEFFERSON AVENUE MAIL CODE: H0004-05E, ST. LOUIS, MO 63103
Registered with this firm since 8/15/2017

Previous Registration(s)
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IA
05/29/2015 - 07/24/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RICHMOND, VA
B
05/29/2015 - 07/24/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) RICHMOND, VA
IA
05/09/2012 - 05/21/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NORTH CHESTERFIELD, VA
B
05/09/2012 - 05/21/2015 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) NORTH CHESTERFIELD, VA
IA
11/03/2010 - 05/07/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) KNOXVILLE, TN
B
11/02/2010 - 05/07/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) KNOXVILLE, TN
IA
01/18/2005 - 11/02/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
B
01/18/2005 - 11/02/2010 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) ST. LOUIS, MO
IA
02/23/2004 - 01/18/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) GLEN ALLEN, VA
B
04/28/2003 - 01/18/2005 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
09/08/1998 - 09/11/2000 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) APPLETON, WI
B
03/13/1998 - 09/11/2000 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
B
09/25/1997 - 03/10/1998 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
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Disclosures
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