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Detailed Report
Rodney Joseph Viloria
Rodney J. Viloria, Rodney Viloria
CRD#: 2476786
IA
Investment Adviser
B
Broker
WESTERN INTERNATIONAL SECURITIESCRD#: 39262 70 S. Lake Ave.
Ste. 700
Pasadena, CA 91101
Registration History
1985199019952000200520102015202020252 FIRMS1999 - 1999 (<1 year)2 FIRMS2003 - 2004 (<1 year)3 FIRMS2008 - 2010 (1 year)2 FIRMS2010 - 2011 (1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2015 - 2018 (2 years)2 FIRMS2019 - Present (5 years)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2004 - 2008 (4 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2003 (<1 year)BCAL FED INVESTMENTS (CRD# 19631)2000 - 2003 (2 years)BSWS FINANCIAL SERVICES (CRD# 17587)1999 - 2000 (<1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1997 - 1998 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1996 (1 year)BH.J. MEYERS & CO., INC. (CRD# 7183)1994 - 1995 (<1 year)BREYNOLDS KENDRICK STRATTON, INC. (CRD# 10414)1994 - 1994 (<1 year)
Disclosure(s)
View By:
2/26/2018
Financial
Final
10/29/1984
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 1/17/2024
B
Minnesota 4/24/2024
B
Arkansas 11/5/2024
B
Nevada 2/24/2020
B
California 8/19/2019
B
New Hampshire 3/28/2024
IA
California 8/19/2019
B
New York 5/3/2024
B
Georgia 10/1/2024
B
North Dakota 11/12/2024
B
Idaho 12/5/2024
B
Pennsylvania 1/8/2024
B
Illinois 1/30/2024
B
Tennessee 11/5/2024
B
Maryland 1/9/2024
B
Virginia 12/21/2023
B
Massachusetts 9/17/2019
B
Washington 12/14/2023
IA
Massachusetts 5/27/2020
IA
Washington 1/2/2024
B
Michigan 12/4/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WESTERN INTERNATIONAL SECURITIES (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 8/19/2019
B
WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262)
70 S. Lake Ave. Ste. 700, Pasadena, CA 91101
Registered with this firm since 8/17/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/09/2015 - 01/02/2018 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) El Segundo, CA
B
 10/08/2015 - 01/02/2018 NATIONAL PLANNING CORPORATION (CRD#:29604) El Segundo, CA
IA
 03/21/2012 - 09/08/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
B
 03/21/2012 - 09/08/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TORRANCE, CA
IA
 03/16/2010 - 11/22/2011 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) ARLINGTON, VA
B
 03/10/2010 - 11/22/2011 E*TRADE SECURITIES LLC (CRD#:29106) TORRANCE, CA
IA
 10/10/2008 - 03/03/2010 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) SANTA MONICA, CA
IA
 10/10/2008 - 03/03/2010 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
B
 10/24/2008 - 03/03/2010 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
B
 05/03/2004 - 09/03/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) TORRANCE, CA
IA
 08/15/2003 - 04/27/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) LONG BEACH, CA
B
 08/15/2003 - 04/27/2004 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
 02/05/2003 - 08/13/2003 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 03/09/2000 - 02/05/2003 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
 10/13/1999 - 01/26/2000 SWS FINANCIAL SERVICES (CRD#:17587) DALLAS, TX
B
 07/08/1999 - 07/23/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 07/08/1999 - 07/23/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 01/01/1997 - 12/23/1998 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 04/05/1995 - 12/16/1996 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/08/1994 - 03/06/1995 H.J. MEYERS & CO., INC. (CRD#:7183) ROCHESTER, NY
B
 06/07/1994 - 06/23/1994 REYNOLDS KENDRICK STRATTON, INC. (CRD#:10414)
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.