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Detailed Report
DAVID WEINSTEIN
CRD#: 2475213
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 400 Convention Street
Suite 400
Baton Rouge, LA 70802
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 2016 (19 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1994 - 1997 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2016 (18 years)
License(s)

State Registrations

B
Alabama 6/1/2016
B
Montana 6/1/2016
B
Alaska 6/1/2016
B
New Hampshire 6/1/2016
B
Arizona 6/1/2016
B
New Jersey 6/1/2016
B
Arkansas 6/1/2016
B
New York 6/1/2016
B
California 6/1/2016
B
North Carolina 6/1/2016
B
Colorado 6/1/2016
B
North Dakota 6/1/2016
B
Connecticut 6/1/2016
B
Ohio 6/1/2016
B
Delaware 6/1/2016
B
Oklahoma 6/1/2016
B
Florida 6/1/2016
B
Oregon 6/1/2016
B
Georgia 6/1/2016
B
Pennsylvania 6/1/2016
B
Idaho 6/2/2023
B
Puerto Rico 4/4/2020
B
Illinois 6/1/2016
B
Rhode Island 6/1/2016
B
Indiana 6/1/2016
B
South Carolina 6/1/2016
B
Kansas 6/1/2016
B
South Dakota 6/1/2016
B
Kentucky 6/1/2016
B
Tennessee 8/10/2023
B
Louisiana 6/1/2016
B
Texas 6/1/2016
IA
Louisiana 6/1/2016
IA
Texas 6/1/2016
B
Maryland 6/1/2016
B
Utah 6/1/2016
B
Massachusetts 6/1/2016
B
Virgin Islands 6/1/2016
B
Michigan 3/13/2019
B
Virginia 6/1/2016
B
Minnesota 6/1/2016
B
Washington 6/1/2016
B
Mississippi 6/1/2016
B
West Virginia 6/1/2016
B
Missouri 6/1/2016
B
Wyoming 6/1/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
400 Convention Street Suite 400, Baton Rouge, LA 70802
Registered with this firm since 6/1/2016
B
MORGAN STANLEY (CRD#:149777)
400 Convention Street Suite 400, Baton Rouge, LA 70802
Registered with this firm since 6/1/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/27/1998 - 06/03/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATON ROUGE, LA
B
 06/02/1997 - 06/03/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATON ROUGE, LA
B
 05/27/1994 - 06/05/1997 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.