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ERIKA MARLENA TONGES
ERIKA MARLENA GILL
CRD#: 2474621
IA
B
MORGAN STANLEYCRD#: 149777 20400 Stevens Creek Boulevard
Suite 350
Cupertino, CA 95014
Suite 350
Cupertino, CA 95014
0
Disclosures
7
Years of Experience
View By:
State Registrations
B
Arizona 3/9/2021
B
New Hampshire 11/2/2021
B
California 12/17/2020
B
New Jersey 3/9/2021
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California 12/17/2020
B
New Mexico 3/9/2021
B
Colorado 3/9/2021
B
New York 3/9/2021
B
Connecticut 3/9/2021
B
North Carolina 3/9/2021
B
Delaware 3/9/2021
B
Ohio 3/9/2021
B
District of Columbia 3/9/2021
B
Oklahoma 3/9/2021
B
Florida 3/9/2021
B
Oregon 3/9/2021
B
Georgia 3/9/2021
B
Pennsylvania 3/8/2021
B
Hawaii 3/9/2021
B
South Carolina 3/1/2024
B
Idaho 3/9/2021
B
South Dakota 11/2/2021
B
Illinois 3/9/2021
B
Tennessee 11/2/2021
B
Indiana 3/9/2021
B
Texas 3/9/2021
B
Kentucky 3/9/2021
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Texas 3/11/2021
B
Louisiana 3/9/2021
B
Utah 3/9/2021
B
Maryland 3/9/2021
B
Vermont 3/9/2021
B
Massachusetts 3/9/2021
B
Virginia 11/2/2021
B
Michigan 3/9/2021
B
Washington 3/9/2021
B
Missouri 4/8/2021
B
Wisconsin 3/9/2021
B
Nevada 3/9/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/17/2020
B
Registered with this firm since 8/10/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/09/1997 - 12/31/1997 | WALTHAM, MA | |
B | 05/09/1994 - 10/30/1995 | CINCINNATI, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.