Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CHRISTOPHER JOSEPH SURRICHIO
CHRISTOPHER J SURRICHIO
CRD#: 2473601
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 218 GLENSIDE AVE.
WYNCOTE, PA 19095
LINCOLN INVESTMENTCRD#: 519 601 Office Center Drive
Suite 300
Fort Washington, PA 19034
Registration History
19952000200520102015202020253 FIRMS2012 - Present (12 years)BCAPITAL ANALYSTS, INCORPORATED (CRD# 5478)2003 - 2012 (8 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)1994 - 1995 (<1 year)IACAPITAL ANALYSTS INCORPORATED (CRD# 5478)2009 - 2012 (2 years)
License(s)

State Registrations

IA
Pennsylvania 6/1/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
218 GLENSIDE AVE., WYNCOTE, PA 19095
Registered with this firm since 6/12/2012
IA
LINCOLN INVESTMENT (CRD#:519)
601 Office Center Drive Suite 300, Fort Washington, PA 19034
Registered with this firm since 6/1/2012
B
LINCOLN INVESTMENT (CRD#:519)
601 Office Center Drive Suite 300, Fort Washington, PA 19034
Registered with this firm since 6/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/02/2009 - 06/01/2012 CAPITAL ANALYSTS INCORPORATED (CRD#:5478) WEST CONSHOHOCKEN, PA
B
 08/07/2003 - 06/01/2012 CAPITAL ANALYSTS, INCORPORATED (CRD#:5478) WEST CONSHOHOCKEN, PA
B
 12/14/1994 - 03/21/1995 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.