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Detailed Report
LYDIA G LAVIGNE
LYDIA BOLEMA, LYDIA G LA VIGNE, LYDIA GRACE LAVIGNE
CRD#: 2473583
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 208 GOLDEN OAK CT
VIRGINIA BEACH, VA 23452
Registration History
19952000200520102015202020252 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - Present (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1994 - 2009 (14 years)
Disclosure(s)
View By:
12/6/2016
Financial
Final
7/31/2015
Financial
Final
License(s)

State Registrations

B
California 6/11/2010
B
Nevada 1/11/2024
IA
California 6/15/2010
B
New Jersey 12/12/2024
B
Colorado 1/9/2024
B
New York 5/4/2018
B
Connecticut 6/21/2023
B
North Carolina 6/5/2019
B
Florida 6/17/2010
B
Ohio 6/23/2021
B
Georgia 6/11/2010
B
Pennsylvania 2/15/2011
B
Idaho 1/18/2024
B
South Carolina 5/4/2015
B
Illinois 11/12/2021
B
Tennessee 1/9/2024
B
Maine 1/3/2024
B
Texas 2/15/2011
B
Maryland 2/15/2011
IA
Texas 2/16/2011
B
Massachusetts 2/15/2024
B
Virginia 6/11/2010
B
Michigan 6/11/2010
IA
Virginia 6/11/2010
B
Missouri 1/8/2024
B
Washington 9/16/2024

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
208 GOLDEN OAK CT, VIRGINIA BEACH, VA 23452
Virginia Beach, VA
Registered with this firm since 6/11/2010
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
208 GOLDEN OAK CT, VIRGINIA BEACH, VA 23452
Virginia Beach, VA
Registered with this firm since 6/11/2010
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/17/2009 - 06/21/2010 WADDELL & REED, INC. (CRD#:866) VIRGINIA BEACH, VA
B
 05/21/2009 - 06/21/2010 WADDELL & REED, INC. (CRD#:866) VIRGINIA BEACH, VA
B
 06/22/1994 - 05/27/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.