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Stephen Albert Labate
STEPHEN ALBERT LABATE, Stephen A Labate, Stephen A. Labate, Stephen Labate
CRD#: 2473232
IA
B
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Lakeland, FL
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Lakeland, FL
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Disclosures
26
Years of Experience
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State Registrations
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Colorado 7/7/2022
B
Maryland 7/7/2022
B
District of Columbia 7/7/2022
IA
New York 4/13/2022
B
Florida 8/1/2022
B
New York 4/20/2022
IA
Florida 9/8/2022
B
Puerto Rico 7/7/2022
B
Louisiana 7/7/2022
SRO Registrations
B
B
B
B
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B
Registered with this firm since 4/22/2022
IA
Registered with this firm since 4/13/2022
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Registered with this firm since 4/13/2022
IA
Registered with this firm since 4/13/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/09/2018 - 04/12/2022 | SYOSSET, NY | |
B | 08/01/2017 - 04/12/2022 | SYOSSET, NY | |
B | 10/12/2016 - 07/28/2017 | NEW YORK, NY | |
IA | 05/24/2013 - 03/05/2014 | NEW YORK, NY | |
B | 04/09/2013 - 03/05/2014 | GARDEN CITY, NY | |
IA | 09/11/2008 - 05/25/2012 | DEER PARK, NY | |
B | 09/22/2008 - 05/25/2012 | NEWARK, NJ | |
IA | 01/22/2007 - 09/04/2008 | DEER PARK, NY | |
B | 01/19/2007 - 09/04/2008 | DEER PARK, NY | |
B | 12/20/2005 - 08/22/2006 | NEW YORK, NY | |
B | 12/21/2001 - 12/20/2005 | MELVILLE, NY | |
B | 10/29/1999 - 12/20/2001 | NEW YORK, NY | |
B | 10/24/1996 - 10/29/1999 | WOODBURY, NY | |
B | 02/06/1995 - 11/19/1996 | ||
B | 12/23/1994 - 02/07/1995 | NEW YORK, NY | |
B | 07/22/1994 - 12/23/1994 | ||
B | 05/09/1994 - 05/31/1994 | HAUPPAUGE, NY |
07/22/1994 - 12/23/1994
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.