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ANTHONY RAYMOND OWINGS
TONY OWINGS
CRD#: 2472497
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5701 Lonetree Blvd
Ste 214
Rocklin, CA 95677
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5701 Lonetree Blvd
Ste 214
Rocklin, CA 95677
Registration History
1995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2001 - Present (23 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1994 - 2001 (7 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
License(s)

State Registrations

B
California 7/23/2001

B
North Carolina 11/28/2023

IA
California 1/2/2009

B
Oregon 2/2/2023

B
Florida 1/9/2023

B
Rhode Island 11/11/2024

B
Iowa 1/9/2023

B
Texas 3/5/2024

B
Kansas 1/9/2023

B
Washington 1/9/2023

B
Minnesota 1/9/2023

B
Wisconsin 1/9/2023

B
Nevada 11/28/2023

B
Wyoming 11/28/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
5701 Lonetree Blvd Ste 214, Rocklin, CA 95677
Registered with this firm since 1/2/2009

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5701 Lonetree Blvd Ste 214, Rocklin, CA 95677
Registered with this firm since 7/23/2001

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/23/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ROSEVILLE, CA
B
05/31/1994 - 08/06/2001 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.