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MICHAEL EDWARD JOHNSON
MIKE JOHNSON
CRD#: 2472249
IA
Investment Adviser
B
Broker
PRINCIPAL SECURITIES, INC.CRD#: 1137 3625 Cumberland Blvd SE
Ste 1000
Atlanta, GA 30339
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)1994 - 2016 (22 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1994 - 2002 (7 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2009 - 2016 (7 years)
Disclosure(s)
View By:
2/3/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 11/10/2016

B
Minnesota 9/30/2019

B
Arizona 4/8/2021

B
Missouri 6/15/2023

B
California 6/13/2022

B
North Carolina 3/17/2023

B
Colorado 8/18/2023

B
Oregon 10/29/2018

B
Florida 9/6/2016

B
South Carolina 10/14/2019

B
Georgia 9/6/2016

B
Tennessee 2/28/2020

IA
Georgia 9/21/2016

B
Texas 12/5/2023

B
Massachusetts 2/16/2018

IA
Texas 12/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3625 Cumberland Blvd SE Ste 1000, Atlanta, GA 30339
MARIETTA, GA
Registered with this firm since 9/21/2016

B
PRINCIPAL SECURITIES, INC. (CRD#:1137)
3625 Cumberland Blvd SE Ste 1000, Atlanta, GA 30339
MARIETTA, GA
Registered with this firm since 9/6/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/17/2009 - 07/22/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) ATLANTA, GA
B
07/22/1994 - 07/22/2016 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ATLANTA, GA
B
08/24/1994 - 01/01/2002 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.