Individual Firm
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WHITNEY HOWARD FLOREN
WHITENY H FLOREN
CRD#: 2472118
IA
B
OSAIC WEALTH, INC.CRD#: 23131 462 PLAIN STREET
MARSHFIELD, MA 02050
MARSHFIELD, MA 02050
0
Disclosures
29
Years of Experience
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State Registrations
B
California 11/2/2018
B
Maine 1/21/2025
B
Colorado 10/5/2023
B
Massachusetts 11/20/2018
B
Connecticut 11/2/2018
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Massachusetts 11/23/2018
B
District of Columbia 4/4/2019
B
New Hampshire 1/7/2025
B
Florida 11/2/2018
B
New York 11/2/2018
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Florida 12/13/2018
B
North Carolina 11/2/2018
B
Georgia 11/2/2018
B
Rhode Island 11/2/2018
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 11/2/2018
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/23/2017 - 11/02/2018 | MARSHFIELD, MA | |
B | 04/19/2013 - 11/02/2018 | MARSHFIELD, MA | |
B | 02/27/2009 - 04/29/2013 | HYANNIS, MA | |
B | 05/13/1999 - 03/19/2009 | HYANNIS, MA | |
B | 04/24/1995 - 06/16/1999 | BOSTON, MA | |
B | 04/24/1995 - 05/01/1997 | BOSTON, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.