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PATRICIA KELLAWAY RANUCCI
PATRICIA KELLAWAY BABIN, PATRICIA KELLAWAY KELLY, KELLY K RANUCCI, PATRICIA KELLAWAY SKINNER
CRD#: 2472035
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Investment Adviser
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Previous Broker
STEPHENS INVESTMENT MANAGEMENT GROUP, LLCCRD#: 136369 9 GREENWAY PLAZE
HOUSTON, TX 77046
Registration History
19952000200520102015202020252 FIRMS2004 - 2023 (19 years)IASTEPHENS INVESTMENT MANAGEMENT... (CRD# 136369)2005 - Present (19 years)BA I M DISTRIBUTORS, INC. (CRD# 7369)1994 - 2004 (10 years)
License(s)

State Registrations

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Texas 9/16/2005

Current Registration(s)
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STEPHENS INVESTMENT MANAGEMENT GROUP, LLC (CRD#:136369)
9 GREENWAY PLAZE, HOUSTON, TX 77046
Registered with this firm since 9/16/2005

Previous Registration(s)
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10/13/2004 - 12/22/2023 STEPHENS (CRD#:3496) HOUSTON, TX
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09/09/2004 - 12/22/2023 STEPHENS (CRD#:3496) HOUSTON, TX
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04/26/1994 - 09/09/2004 A I M DISTRIBUTORS, INC. (CRD#:7369) HOUSTON, TX
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.