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Detailed Report
PAUL JOSEPH BRENT
PAUL J BRENT
CRD#: 2470612
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 130 Kercheval Avenue
Grosse Pointe Farms, MI 48236
Registration History
1995200020052010201520202025IAMORGAN STANLEY (CRD# 149777)2010 - Present (14 years)BMORGAN STANLEY (CRD# 149777)2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2009 (14 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2008 (<1 year)
Disclosure(s)
View By:
12/21/2000
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 2/19/2010
B
Nebraska 2/15/2019
B
Alaska 8/1/2022
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Hampshire 1/22/2019
B
Arkansas 9/26/2017
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 2/15/2019
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 5/14/2020
B
North Carolina 6/1/2009
B
Delaware 6/1/2009
B
North Dakota 2/15/2019
B
District of Columbia 6/1/2009
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 11/30/2022
B
Georgia 6/1/2009
B
Oregon 4/28/2020
B
Hawaii 9/23/2022
B
Pennsylvania 6/1/2009
B
Idaho 11/18/2022
B
Puerto Rico 2/15/2019
B
Illinois 6/1/2009
B
Rhode Island 2/15/2019
B
Indiana 6/1/2009
B
South Carolina 6/1/2009
B
Iowa 9/15/2022
B
South Dakota 2/15/2019
B
Kansas 11/18/2022
B
Tennessee 10/2/2019
B
Kentucky 10/25/2021
B
Texas 6/1/2009
B
Louisiana 11/4/2022
IA
Texas 4/2/2020
B
Maine 12/13/2022
B
Utah 5/15/2012
B
Maryland 6/1/2009
B
Vermont 12/13/2022
B
Massachusetts 1/20/2011
B
Virgin Islands 10/17/2022
B
Michigan 6/1/2009
B
Virginia 6/1/2009
IA
Michigan 10/21/2010
B
Washington 6/1/2009
B
Minnesota 2/15/2019
B
West Virginia 4/28/2020
B
Mississippi 2/15/2019
B
Wisconsin 8/8/2018
B
Missouri 10/17/2022
B
Wyoming 5/11/2017
B
Montana 6/15/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
130 Kercheval Avenue, Grosse Pointe Farms, MI 48236
Registered with this firm since 10/21/2010
B
MORGAN STANLEY (CRD#:149777)
130 Kercheval Avenue, Grosse Pointe Farms, MI 48236
Registered with this firm since 6/1/2009
Previous Registration(s)
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B
 04/05/1995 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BLOOMFIELD HILLS, MI
B
 08/15/2008 - 08/26/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BLOOMFIELD HILLS, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.