Individual Firm
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LaWonda J Robinson
LAWONDA JOY COX, LAWONDA JOY CULPEPPER, LAWONDA JOY HOLMES, LAWONDA JOY POLK, LAWONDA JOY ROBINSON
CRD#: 2470553
IA
B
MORGAN STANLEYCRD#: 149777 2200 North Rodney Parham Road
Suite 100
Little Rock, AR 72212
Suite 100
Little Rock, AR 72212
View By:
4/8/2021
Regulatory
Final
State Registrations
B
Alabama 3/31/2021
B
Montana 8/9/2021
B
Alaska 3/31/2021
B
Nevada 3/31/2021
B
Arizona 3/31/2021
B
New Jersey 3/31/2021
IA
Arkansas 3/18/2021
B
New Mexico 3/31/2021
B
Arkansas 3/19/2021
B
New York 3/31/2021
B
California 3/31/2021
B
North Carolina 3/31/2021
B
Colorado 3/31/2021
B
Ohio 4/1/2021
B
Delaware 3/31/2021
B
Oklahoma 3/31/2021
B
Florida 3/31/2021
B
Oregon 3/31/2021
B
Georgia 3/31/2021
B
Pennsylvania 3/31/2021
B
Illinois 3/31/2021
B
Rhode Island 3/31/2021
B
Indiana 3/31/2021
B
South Carolina 3/31/2021
B
Iowa 3/31/2021
B
Tennessee 3/31/2021
B
Kansas 3/31/2021
B
Texas 3/31/2021
B
Louisiana 3/31/2021
IA
Texas 8/9/2021
B
Maryland 3/31/2021
B
Utah 3/31/2021
B
Massachusetts 3/31/2021
B
Virginia 3/31/2021
B
Mississippi 3/31/2021
B
Wisconsin 3/31/2021
B
Missouri 3/31/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/18/2021
B
Registered with this firm since 3/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/01/2017 - 11/21/2019 | CABOT, AR | |
B | 01/16/2017 - 11/21/2019 | CABOT, AR | |
B | 03/12/2015 - 12/01/2015 | LITTLE ROCK, AR | |
B | 05/21/2012 - 03/10/2015 | LITTLE ROCK, AR | |
B | 01/07/2003 - 03/22/2012 | LITTLE ROCK, AR |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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