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DAVID R ROBERT
CRD#: 2470259
IA
Investment Adviser
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Broker
LPL FINANCIAL LLCCRD#: 6413 BATON ROUGE, LA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2018 - Present (6 years)BPETERSEN INVESTMENTS, INC. (CRD# 38537)2010 - 2018 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2009 (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2002 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2009 (5 years)
License(s)

State Registrations

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Alabama 1/23/2020

IA
Louisiana 10/22/2018

B
Arkansas 5/1/2018

B
Texas 5/1/2018

B
District of Columbia 1/8/2025

IA
Texas 10/22/2018

B
Florida 5/1/2018

B
Virginia 11/15/2022

B
Louisiana 5/1/2018

B
Washington 1/21/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
BATON ROUGE, LA
Registered with this firm since 10/22/2018

B
LPL FINANCIAL LLC (CRD#:6413)
BATON ROUGE, LA
Registered with this firm since 5/1/2018

Previous Registration(s)
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03/16/2010 - 05/02/2018 PETERSEN INVESTMENTS, INC. (CRD#:38537) BATON ROUGE, LA
IA
04/07/2009 - 03/10/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BATON ROUGE, LA
B
03/13/2009 - 03/10/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BATON ROUGE, LA
IA
10/16/2003 - 03/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATON ROUGE, LA
B
06/17/2002 - 03/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BATON ROUGE, LA
B
02/18/1999 - 06/27/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.