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FRANCISCO JAVIER PRIDA
FRANCISCO J PRIDA, JAVIER PRIDA
CRD#: 2468780
IA
B
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
10Th Floor
Coral Gables, FL 33134
0
Disclosures
27
Years of Experience
View By:
State Registrations
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Arkansas 4/22/2021
B
New Mexico 1/12/2018
B
California 6/1/2009
B
New York 5/11/2010
B
Colorado 7/2/2009
B
North Carolina 3/4/2013
B
Connecticut 6/1/2009
B
Ohio 3/1/2013
B
Delaware 12/5/2019
B
Pennsylvania 1/11/2017
B
Florida 6/1/2009
B
Puerto Rico 6/1/2009
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Florida 6/1/2009
B
South Carolina 2/28/2013
B
Georgia 1/24/2013
B
Tennessee 1/24/2019
B
Hawaii 1/3/2025
B
Texas 6/1/2009
B
Illinois 10/8/2010
IA
Texas 4/23/2020
B
Iowa 9/5/2023
B
Vermont 7/20/2017
B
Louisiana 1/3/2025
B
Virginia 1/26/2012
B
Maryland 1/26/2012
B
West Virginia 4/3/2020
B
Michigan 12/5/2019
B
Wisconsin 12/5/2019
B
Nevada 12/5/2019
B
Wyoming 8/29/2018
B
New Jersey 2/28/2013
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2009 - 06/01/2009 | CORAL GABLES, FL | |
B | 02/13/2009 - 06/01/2009 | CORAL GABLES, FL | |
IA | 04/24/2008 - 03/04/2009 | CORAL GABLES, FL | |
B | 04/14/2008 - 03/04/2009 | CORAL GABLES, FL | |
B | 10/24/2007 - 03/20/2008 | HOMESTEAD, FL | |
B | 04/12/2007 - 10/25/2007 | DULUTH, GA | |
IA | 07/01/2003 - 02/05/2007 | MIAMI, FL | |
B | 07/01/2003 - 02/05/2007 | MIAMI, FL | |
IA | 06/16/1999 - 07/01/2003 | MIAMI, FL | |
B | 06/11/1999 - 07/01/2003 | NEW YORK, NY | |
B | 10/23/1996 - 04/30/1998 | NEW YORK, NY | |
B | 07/19/1994 - 11/03/1994 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.