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Detailed Report
STEVEN DEAN DEVENNEY
STEVEN DEVENNEY
CRD#: 2468528
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 13137 University Ave
Clive, IA 50325
Registration History
19952000200520102015202020252 FIRMS2003 - Present (22 years)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1994 - 2003 (8 years)IAU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1999 - 2003 (3 years)
Disclosure(s)
View By:
4/13/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/27/2022
B
Missouri 3/17/2003
B
Alaska 1/27/2022
B
Montana 1/8/2013
B
Arizona 3/17/2003
B
Nebraska 3/16/2011
B
Arkansas 1/27/2022
B
Nevada 1/27/2022
B
California 3/17/2003
B
New Jersey 1/27/2022
B
Colorado 1/27/2022
B
New Mexico 1/27/2022
B
Connecticut 4/5/2022
B
New York 1/27/2022
B
Delaware 5/16/2024
B
North Carolina 2/2/2022
B
District of Columbia 2/10/2005
B
North Dakota 1/27/2022
B
Florida 3/17/2003
B
Ohio 5/7/2003
B
Georgia 1/27/2022
B
Oklahoma 3/16/2011
B
Hawaii 1/27/2022
B
Oregon 8/14/2007
B
Idaho 1/27/2022
B
Pennsylvania 1/27/2022
B
Illinois 5/25/2010
B
Rhode Island 10/27/2022
B
Indiana 5/18/2007
B
South Carolina 2/21/2018
B
Iowa 3/17/2003
B
South Dakota 1/27/2022
IA
Iowa 3/20/2003
B
Tennessee 3/16/2011
B
Kansas 3/13/2015
B
Texas 3/17/2003
B
Kentucky 1/27/2022
IA
Texas 1/3/2008
B
Louisiana 1/27/2022
B
Utah 9/23/2010
B
Maine 1/27/2022
B
Vermont 1/27/2022
B
Maryland 1/27/2022
B
Virginia 10/15/2009
B
Massachusetts 5/25/2010
B
Washington 1/23/2018
B
Michigan 1/27/2022
B
West Virginia 1/27/2022
B
Minnesota 3/17/2003
B
Wisconsin 1/17/2019
B
Mississippi 1/22/2024
B
Wyoming 1/27/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13137 University Ave, Clive, IA 50325
Registered with this firm since 3/20/2003
B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
13137 University Ave, Clive, IA 50325
Registered with this firm since 3/17/2003
Previous Registration(s)
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IA
 04/21/1999 - 03/31/2003 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) DES MOINES, IA
B
 05/06/1994 - 03/31/2003 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.