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Detailed Report
KASANDRA V SCHINDLER
KASANDRA F FLEISCHER, KASANDRA FLEISCHER, KASANDRA F SCHINDLER, KASANDRA SCHINDLER
CRD#: 2468152
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 660 NEWPORT CENTER DRIVE
SUITE 750
NEWPORT BEACH, CA 92660
Registration History
19952000200520102015202020252 FIRMS2002 - 2004 (1 year)2 FIRMS2004 - 2005 (<1 year)2 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (16 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2001 - 2001 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2000 (5 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)1994 - 1994 (<1 year)
License(s)

State Registrations

B
Arizona 5/23/2013
B
New Hampshire 9/26/2016
B
Arkansas 9/20/2019
B
New Jersey 3/9/2010
B
California 1/12/2009
B
New York 8/3/2009
IA
California 1/12/2009
B
North Carolina 1/12/2009
B
Colorado 2/10/2010
B
Ohio 4/29/2011
B
Connecticut 6/28/2011
B
Oklahoma 7/20/2021
B
Delaware 7/24/2024
B
Oregon 6/19/2017
B
Florida 2/8/2013
B
Pennsylvania 9/26/2016
B
Hawaii 3/10/2023
B
South Carolina 9/26/2016
B
Illinois 7/23/2021
B
Tennessee 1/20/2009
B
Kansas 6/11/2015
B
Texas 9/1/2009
B
Kentucky 7/13/2009
IA
Texas 4/3/2019
B
Maryland 5/5/2016
B
Utah 4/14/2022
B
Massachusetts 2/11/2010
B
Virginia 1/13/2009
B
Minnesota 11/8/2016
B
Washington 4/8/2013
B
Missouri 5/3/2011
B
Wisconsin 7/21/2021
B
Nevada 3/3/2010

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
Registered with this firm since 1/12/2009
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
660 NEWPORT CENTER DRIVE SUITE 750, NEWPORT BEACH, CA 92660
Registered with this firm since 1/12/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/15/2008 - 01/14/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) NEWPORT BEACH, CA
B
 04/11/2008 - 01/14/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) NEWPORT BEACH, CA
IA
 09/27/2004 - 05/04/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 09/27/2004 - 05/04/2005 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
IA
 04/30/2002 - 01/22/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEWPORT BEACH, CA
B
 04/30/2002 - 01/22/2004 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
 04/17/2001 - 12/04/2001 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
B
 01/16/1995 - 10/05/2000 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
 05/20/1994 - 11/02/1994 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.